ExamGecko
Home Home / ABA / CTFA
Question list
Search
Search

Question 271 - CTFA discussion

Report
Export

If an investment banker has agreed to sell a new issue of securities on a best-efforts basis, the issue:

A.
Most likely involves an unusually large stock offering
Answers
A.
Most likely involves an unusually large stock offering
B.
Most likely involves bonds instead of common stock
Answers
B.
Most likely involves bonds instead of common stock
C.
Results in no assumption of underwriting risk by the investment banker
Answers
C.
Results in no assumption of underwriting risk by the investment banker
D.
Most likely involves a well-established, large company
Answers
D.
Most likely involves a well-established, large company
Suggested answer: C
asked 16/09/2024
Michael Grisonichi
39 questions
User
Your answer:
0 comments
Sorted by

Leave a comment first