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Question 419 - CTFA discussion

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A document made available to prospective security buyers that describes the firm and a new security issue. ___________ are responsible for ensuring that all the information in the prospectus accurately represents the facts.

A.
Federal agencies
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A.
Federal agencies
B.
Private parties
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B.
Private parties
C.
Local governments
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C.
Local governments
D.
State government
Answers
D.
State government
Suggested answer: A
asked 16/09/2024
Marinus Johannes Klomp
40 questions
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