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Question 558 - IIA-CIA-Part1 discussion

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An internal auditor is assessing how the organization processes financial transactions and whether written policies and procedures are followed. The auditor requested to meet with certain employees to understand their related roles and responsibilities. However the employees refuse to meet with the auditor claiming they are too busy. Which of the following responses would best demonstrate the auditor's conflict-resolution skills?

A.
The auditor considers the employees to be unresponsive and proceeds to document the actions and concerns as a scope limitation that can affect the engagement
Answers
A.
The auditor considers the employees to be unresponsive and proceeds to document the actions and concerns as a scope limitation that can affect the engagement
B.
The auditor considers other options to determine whether the employees are processing financial transactions as required by the organization
Answers
B.
The auditor considers other options to determine whether the employees are processing financial transactions as required by the organization
C.
The auditor meets with senior management of the organization to discuss the employees' behavior and possible resolutions that would satisfy all parties
Answers
C.
The auditor meets with senior management of the organization to discuss the employees' behavior and possible resolutions that would satisfy all parties
D.
The auditor meets with the department supervisor and staff to discuss the employees' actions in order to obtain an understands and potential resolution
Answers
D.
The auditor meets with the department supervisor and staff to discuss the employees' actions in order to obtain an understands and potential resolution
Suggested answer: A
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asked 18/09/2024
leconte maxime
36 questions
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