ExamGecko
Search Search Login
Home Home / Isaca / CISA
Question list
Search
Search
Open VPLUS File
Convert VPLUS to PDF

Related questions

Which of the following is the BEST indicator of the effectiveness of an organization's incident response program?
Which of the following is the BEST way to ensure that an application is performing according to its specifications?
An IS auditor is reviewing a client's outsourced payroll system to assess whether the financial audit team can rely on the application. Which of the following findings would be the auditor's GREATEST concern?
Which of the following poses the GREATEST risk to the use of active RFID tags?
The FIRST step in an incident response plan is to:
An IS audit manager was temporarily tasked with supervising a project manager assigned to the organization's payroll application upgrade. Upon returning to the audit department, the audit manager has been asked to perform an audit to validate the implementation of the payroll application. The audit manager is the only one in the audit department with IT project management experience. What is the BEST course of action?
Which of the following is the BEST control lo mitigate attacks that redirect Internet traffic to an unauthorized website?
Which of the following is the BEST way for an IS auditor to assess the design of an automated application control?
Which of the following is MOST appropriate to prevent unauthorized retrieval of confidential information stored in a business application system?
Which of the following findings from a database security audit presents the GREATEST risk of critical security exposures?

Question 230 - CISA discussion

Report
Export

During the planning stage of a compliance audit, an IS auditor discovers that a bank's inventory of compliance requirements does not include recent regulatory changes related to managing data risk. What should the auditor do FIRST?

A.
Ask management why the regulatory changes have not been Included.
Answers
A.
Ask management why the regulatory changes have not been Included.
B.
Discuss potential regulatory issues with the legal department
Answers
B.
Discuss potential regulatory issues with the legal department
C.
Report the missing regulatory updates to the chief information officer (CIO).
Answers
C.
Report the missing regulatory updates to the chief information officer (CIO).
D.
Exclude recent regulatory changes from the audit scope.
Answers
D.
Exclude recent regulatory changes from the audit scope.
Suggested answer: A

Explanation:

Asking management why the regulatory changes have not been included is the first thing that an IS auditor should do during the planning stage of a compliance audit. An IS auditor should inquire about the reasons for not updating the inventory of compliance requirements with recent regulatory changes related to managing data risk. This will help the IS auditor to understand whether there is a gap in awareness, communication, or implementation of compliance obligations within the organization. The other options are not the first things that an IS auditor should do, but rather possible subsequent actions that may depend on management's response.Reference:

CISA Review Manual (Digital Version), Chapter 2, Section 2.31

CISA Review Questions, Answers & Explanations Database, Question ID 214

Show Answer
asked 18/09/2024
Borja Arranz Palenzuela
38 questions
PreviousPreviousNextNext
User
Your answer:
0 comments
Sorted by

Leave a comment first

ExamGecko

Copyright @2023 ExamGecko | All right reserved

Mail us: [email protected]
About us
Contact us
Twitter X
Facebook
Medium
Convert VPLUS to PDF
Open VPLUS files Easily and Quickly
Privacy Policy
Disclaimer
Terms