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Question 568 - CTFA discussion

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An entity that purchases and sells securities on its own behalf is acting as:

A.
A broker
Answers
A.
A broker
B.
A dealer
Answers
B.
A dealer
C.
An agent
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C.
An agent
D.
A principal
Answers
D.
A principal
Suggested answer: B
asked 16/09/2024
Mihail Galabov
32 questions
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