ExamGecko
Home Home / ABA / CTFA
Question list
Search
Search

Question 569 - CTFA discussion

Report
Export

Which of the following statements about the over-the-counter market is false?

A.
Mutual funds and other new issues are initially issued over the counter
Answers
A.
Mutual funds and other new issues are initially issued over the counter
B.
Security prices are determined through auction bidding
Answers
B.
Security prices are determined through auction bidding
C.
Broker dealers must be resigned
Answers
C.
Broker dealers must be resigned
D.
Securities are traded at many locations throughout the country
Answers
D.
Securities are traded at many locations throughout the country
Suggested answer: B
asked 16/09/2024
Dennis Rodrigues
21 questions
User
Your answer:
0 comments
Sorted by

Leave a comment first