ABA CTFA Practice Test - Questions Answers, Page 55
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Which of the following is the right to sell?
Individuals can invest in REITs:
Securities products include:
1. Trusts
2. Annuities
3. Derivatives
4. Stocks
5. Bonds
6. Commodities
7. Mutual Funds
8. Pension Funds
9. Term Loans
10. Asset Management
11. Money Market Products
The objective/s of a trust department audit is/ are to:
The objective/s of trust department's administration of corporate trust accounts include:
1. Policies and producers ensure compliance with governing instruments, applicable law and accepted fiduciary principles
2. Deficiencies are identified and corrective action is promptly initiated
I3.There is sufficient management and staff expertise to administer these accounts
4.Effective policies , procedures and internal controls have been established
5.The legitimate needs of security holders and other interested parties are met in a professional and timely manner
Personal trust accounts may be:
Trust under will is a term referred to:
The administration of personal trust accounts is primarily controlled by all of the following EXCEPT:
Which one of the following is not commonly granted trustee's powers?
Defined benefits & defined contribution plans and individual retirement accounts are commonly administered:
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