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ABA CTFA Practice Test - Questions Answers, Page 76

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When n = 1, this interest factor equals one for any positive rate of interest.
The difference between the purchase price and the repurchase price, or sale price, plus accrued interest on the security represents:
In bottom-up approach of fundamental analysis, investors begin their analysis with:
Which of the following statements is correct regarding profit maximization as the primary goal?
___________ is a type of insurance that protects funds on deposit against failure of the institution; can be insured by the FDIC and the NCUA.
You can use to roughly estimate how many years a given sum of money must earn at a given compound annual interest rate in order to double that initial amount.
A company can ensure the complete success of a rights offering by making use of a:
In a yield-maintenance agreement:
Which of the following hypothesis states that some stocks are priced more efficiently than others?
End users need to hedge the prices at which they can purchase these commodities for instance:

Question 751

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Which of the following is not true about technical analysis?

A.
It requires some subjective decision making
A.
It requires some subjective decision making
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B.
Its success would mean markets are not efficient
B.
Its success would mean markets are not efficient
Answers
C.
Technical analysis is older than fundamental analysis
C.
Technical analysis is older than fundamental analysis
Answers
D.
None of these
D.
None of these
Answers
Suggested answer: D

Question 752

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In which of the following cases support occur?

A.
Inability to recede prior high
A.
Inability to recede prior high
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B.
Inability to surpass prior low
B.
Inability to surpass prior low
Answers
C.
Inability to break below prior low
C.
Inability to break below prior low
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D.
Capacity to surpass prior high
D.
Capacity to surpass prior high
Answers
Suggested answer: C

Question 753

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Which of the following is a basket of stocks that tracks a particular sector, investment, style, geographical area or the market as a whole?

A.
Exchange traded fund
A.
Exchange traded fund
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B.
Open end fund
B.
Open end fund
Answers
C.
Closed end fund
C.
Closed end fund
Answers
D.
Unit investment trust
D.
Unit investment trust
Answers
Suggested answer: A

Question 754

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Which of the following hypothesis states that some stocks are priced more efficiently than others?

A.
Financial media hypothesis
A.
Financial media hypothesis
Answers
B.
Financial instability hypothesis
B.
Financial instability hypothesis
Answers
C.
Semi-efficient market hypothesis
C.
Semi-efficient market hypothesis
Answers
D.
Adaptive markets hypothesis
D.
Adaptive markets hypothesis
Answers
Suggested answer: C

Question 755

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In which case resistance occurs?

A.
Inability to break below prior high
A.
Inability to break below prior high
Answers
B.
Inability to break below prior low
B.
Inability to break below prior low
Answers
C.
Inability to repair beyond prior low
C.
Inability to repair beyond prior low
Answers
D.
None of these
D.
None of these
Answers
Suggested answer: D

Question 756

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Which of the following is the theories searching the pattern in the randomness?

A.
Elliott theory
A.
Elliott theory
Answers
B.
Chaos theory
B.
Chaos theory
Answers
C.
Portfolio theory
C.
Portfolio theory
Answers
D.
Valuation theory
D.
Valuation theory
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Suggested answer: B

Question 757

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Which of the following is the income that is the source of revenue for the members or the brokers?

A.
Commission
A.
Commission
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B.
Copyright fee
B.
Copyright fee
Answers
C.
Application fee
C.
Application fee
Answers
D.
Fixed cost fee
D.
Fixed cost fee
Answers
Suggested answer: A

Question 758

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Which of the following are high yield bonds issued by companies that are considered highly speculative because of risk default?

A.
Junk bonds
A.
Junk bonds
Answers
B.
Municipal bonds
B.
Municipal bonds
Answers
C.
Callable bonds
C.
Callable bonds
Answers
D.
Convertible bonds
D.
Convertible bonds
Answers
Suggested answer: A

Question 759

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Which of the following statement is not characteristic of a line chart?

A.
It is simplest and most familiar chart
A.
It is simplest and most familiar chart
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B.
It is efficient in showing more detail
B.
It is efficient in showing more detail
Answers
C.
It is an extension of a scatter graph
C.
It is an extension of a scatter graph
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D.
It is created by connecting a series of points
D.
It is created by connecting a series of points
Answers
Suggested answer: B

Question 760

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Which of the following bonds give the issuer the right to repay the debt prior to maturity?

A.
Municipal bonds
A.
Municipal bonds
Answers
B.
Callable bonds
B.
Callable bonds
Answers
C.
Convertible bonds
C.
Convertible bonds
Answers
D.
Zero coupon bonds
D.
Zero coupon bonds
Answers
Suggested answer: B
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