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IIA IIA-CIA-Part1 Practice Test - Questions Answers, Page 16

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Question 151

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Which of the following actions is the internal audit activity best positioned within the organization to perform?

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Question 152

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An internal auditor extended the scope of testing for a disbursements engagement following a fraud risk assessment Despite the investment of additional audit resources no significant issues were found Unfortunately a major payment fraud was discovered several months later According to IIA guidance which of the following statements is true regarding the internal auditor's application of due professional care?

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Question 153

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The largest risks facing an organization should be mitigated by which type of controls?

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Question 154

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Which of the following statements is true regarding occupational fraud?

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Question 155

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Which of the following statements relating to risk management is true?

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Question 156

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When dealing with various stakeholders which of the following is true regarding an internal auditor's responsibility to remain objective and independent?

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Question 157

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Which of the following strategies for professional development best demonstrates an internal auditor's competency'?

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Question 158

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With regard to organizational governance assurance, which of the following is an appropriate role for the internal audit activity'?

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Question 159

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Which of the following is an example of an impairment to an internal auditor's independence?

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Question 160

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Which of the following statements is true regarding the independent peer review process undertaken to fulfill the requirement for an external quality assessment?

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Related questions

A new chief audit executive wants to develop a formal internal control framework for her organization. She uses globally accepted frameworks as a guide. Which of the following would she likely find critical in creating the new framework for her organization?
A global manufacturing company has three regional offices. The chief audit executive (CAE) is concerned about the cost of an upcoming external quality assessment of the internal audit activity. The last external assessment was performed six years ago. Recently, the internal audit staff at one of the regional offices performed an internal assessment. To ensure conformance with the Standards, what is the most appropriate action for the CAE to take?
Which of the following statements is true regarding risk management frameworks?
To meet the resource requirements of this year's internal audit plan, the chief audit executive (CAE) has recruited additional staff auditors, including an employee who resigned as a senior supervisor from the accounts payable department two months ago. There is a scheduled accounts payable review that the CAE wants to start within the next five months. Which approach should the CAE take, knowing the expertise of his new recruit in the area intended to be audited?
An engagement supervisor notes that an internal auditor usually documents and submits draft audit reports for review without giving the process owners the opportunity to state their position on the issues raised. How should the engagement supervisor respond?
Which of the following requests, if accepted by the internal audit activity, would impair its independence?
Regarding the chief audit executive (CAE). which ot the following is considered an impairment to the independence of the internal audit activity?
An Internal auditor accepted a role as an engagement supervisor on a highly specialized and technical engagement for which she did not have the expertise. Which of the following fundamental principles of The IIA's Code of Ethics did she violate?
Which of the following would best preserve the organizational independence of the internal audit activity?
Which should the internal auditor first consider when assessing fraud risks during an engagement?