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IIA IIA-CIA-Part1 Practice Test - Questions Answers, Page 45

List of questions

Question 441

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Which of the following actions by an internal auditor would be the most relevant to determine the effectiveness of controls?

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Question 442

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Which of the following would be the most suitable internal control framework for an organization to adopt?

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Question 443

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Which of the following scenarios best illustrates the Fraud Triangle component known as "perceived opportunity"?

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Question 444

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Which of the following options describes the reason that conformance with The IIA's Code of Ethics is mandatory for internal auditors?

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Question 445

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Which of the following statements is correct regarding disclosure of conformance or nonconformance with the Standards?

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Question 446

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The manager of the payroll department requested a review of the payroll process, but only wants the engagement to include processes related to approval of time worked. What type of activity is this?

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Question 447

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Which of the following statements is true regarding control activities?

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Question 448

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An internal auditor was offered expensive tickets to a sporting event by the manager of an area that she was currently auditing. The auditor politely declined. Which of the following fundamental principles ot the MA Code of Ethics did she display?

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Question 449

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Which of the following actions should the organization's governing body perform to provide the most effective governance over the organization's culture?

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Question 450

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Which of the following indicates that internal audit independence may be compromised?

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Related questions

A new chief audit executive wants to develop a formal internal control framework for her organization. She uses globally accepted frameworks as a guide. Which of the following would she likely find critical in creating the new framework for her organization?
A global manufacturing company has three regional offices. The chief audit executive (CAE) is concerned about the cost of an upcoming external quality assessment of the internal audit activity. The last external assessment was performed six years ago. Recently, the internal audit staff at one of the regional offices performed an internal assessment. To ensure conformance with the Standards, what is the most appropriate action for the CAE to take?
Which of the following statements is true regarding risk management frameworks?
To meet the resource requirements of this year's internal audit plan, the chief audit executive (CAE) has recruited additional staff auditors, including an employee who resigned as a senior supervisor from the accounts payable department two months ago. There is a scheduled accounts payable review that the CAE wants to start within the next five months. Which approach should the CAE take, knowing the expertise of his new recruit in the area intended to be audited?
An engagement supervisor notes that an internal auditor usually documents and submits draft audit reports for review without giving the process owners the opportunity to state their position on the issues raised. How should the engagement supervisor respond?
Which of the following requests, if accepted by the internal audit activity, would impair its independence?
Regarding the chief audit executive (CAE). which ot the following is considered an impairment to the independence of the internal audit activity?
An Internal auditor accepted a role as an engagement supervisor on a highly specialized and technical engagement for which she did not have the expertise. Which of the following fundamental principles of The IIA's Code of Ethics did she violate?
Which of the following would best preserve the organizational independence of the internal audit activity?
Which should the internal auditor first consider when assessing fraud risks during an engagement?