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SCENARIO Please use the following to answer the next question: ProStorage is a multinational cloud storage provider headquartered in the Netherlands. Its CEO. Ruth Brown, has developed a two-pronged strategy for growth: 1) expand ProStorage s global customer base and 2) increase ProStorage's sales force by efficiently onboarding effective teams. Enacting this strategy has recently been complicated by Ruth's health condition, which has limited her working hours, as well as her ability to travel to meet potential customers. ProStorage's Human Resources department and Ruth's Chief of Staff now work together to manage her schedule and ensure that she is able to make all her medical appointments The latter has become especially crucial after Ruth's last trip to India, where she suffered a medical emergency and was hospitalized m New Delhi Unable to reach Ruths family, the hospital reached out to ProStorage and was able to connect with her Chief of Staff, who in coordination with Mary, the head of HR. provided information to the doctors based on accommodate on requests Ruth made when she started a: ProStorage In support of Ruth's strategic goals of hiring more sales representatives, the Human Resources team is focused on improving its processes to ensure that new employees are sourced, interviewed, hired, and onboarded efficiently. To help with this, Mary identified two vendors, HRYourWay, a German based company, and InstaHR, an Australian based company. She decided to have both vendors go through ProStorage's vendor risk review process so she can work with Ruth to make the final decision. As part of the review process, Jackie, who is responsible for maintaining ProStorage's privacy program (including maintaining controller BCRs and conducting vendor risk assessments), reviewed both vendors but completed a transfer impact assessment only for InstaHR. After her review of both boasted a more established privacy program and provided third-party attestations, whereas HRYourWay was a small vendor with minimal data protection operations. Thus, she recommended InstaHR. ProStorage's marketing team also worked to meet the strategic goals of the company by focusing on industries where it needed to grow its market share. To help with this, the team selected as a partner UpFinance, a US based company with deep connections to financial industry customers. During ProStorage's diligence process, Jackie from the privacy team noted in the transfer impact assessment that UpFinance implements several data protection measures including end-to-end encryption, with encryption keys held by the customer. Notably, UpFinance has not received any government requests in its 7 years of business. Still, Jackie recommended that the contract require UpFinance to notify ProStorage if it receives a government request for personal data UpFinance processes on its behalf prior to disclosing such data. What transfer mechanism did ProStorage most likely rely on to transfer Ruth's medical information to the hospital?








SCENARIO Please use the following to answer the next question: Brady is a computer programmer based in New Zealand who has been running his own business for two years. Brady's business provides a low-cost suite of services to customers throughout the European Economic Area (EEA). The services are targeted towards new and aspiring small business owners. Brady's company, called Brady Box, provides web page design services, a Social Networking Service (SNS) and consulting services that help people manage their own online stores. Unfortunately, Brady has been receiving some complaints. A customer named Anna recently uploaded her plans for a new product onto Brady Box's chat area, which is open to public viewing. Although she realized her mistake two weeks later and removed the document, Anna is holding Brady Box responsible for not noticing the error through regular monitoring of the website. Brady believes he should not be held liable. Another customer, Felipe, was alarmed to discover that his personal information was transferred to a third- party contractor called Hermes Designs and worries that sensitive information regarding his business plans may be misused. Brady does not believe he violated European privacy rules. He provides a privacy notice to all of his customers explicitly stating that personal data may be transferred to specific third parties in fulfillment of a requested service. Felipe says he read the privacy notice but that it was long and complicated Brady continues to insist that Felipe has no need to be concerned, as he can personally vouch for the integrity of Hermes Designs. In fact, Hermes Designs has taken the initiative to create sample customized banner advertisements for customers like Felipe. Brady is happy to provide a link to the example banner ads, now posted on the Hermes Designs webpage. Hermes Designs plans on following up with direct marketing to these customers. Brady was surprised when another customer, Serge, expressed his dismay that a quotation by him is being used within a graphic collage on Brady Box's home webpage. The quotation is attributed to Serge by first and last name. Brady, however, was not worried about any sort of litigation. He wrote back to Serge to let him know that he found the quotation within Brady Box's Social Networking Service (SNS), as Serge himself had posted the quotation. In his response, Brady did offer to remove the quotation as a courtesy. Despite some customer complaints, Brady's business is flourishing. He even supplements his income through online behavioral advertising (OBA) via a third-party ad network with whom he has set clearly defined roles. Brady is pleased that, although some customers are not explicitly aware of the OBA, the advertisements contain useful products and services. Under the General Data Protection Regulation (GDPR), what is the most likely reason Serge may have grounds to object to the use of his quotation?

Under the GDPR, which of the following is true in regard to adequacy decisions involving cross-border transfers?

A.

The European Commission can adopt an adequacy decision for individual companies.

A.

The European Commission can adopt an adequacy decision for individual companies.

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B.

The European Commission can adopt, repeal or amend an existing adequacy decision.

B.

The European Commission can adopt, repeal or amend an existing adequacy decision.

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C.

EU member states are vested with the power to accept or reject a European Commission adequacy decision.

C.

EU member states are vested with the power to accept or reject a European Commission adequacy decision.

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D.

To be considered as adequate, third countries must implement the EU General Data Protection Regulation into their national legislation.

D.

To be considered as adequate, third countries must implement the EU General Data Protection Regulation into their national legislation.

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Suggested answer: B

Explanation:

According to Article 45 of the GDPR, the European Commission has the power to determine whether a third country, a territory or one or more specified sectors within a third country, or an international organisation ensures an adequate level of protection of personal data. This means that personal data can flow from the EU and the EEA to that third country without any further safeguard being necessary. The adequacy decision is based on an assessment of the legal framework, the enforcement mechanisms, the access by public authorities, the international commitments and the cooperation with the EU of the third country or organisation. The European Commission also monitors the functioning of the adequacy decisions and can repeal, amend or suspend them if the level of protection is no longer ensured. The European Commission has so far recognised several countries and organisations as providing adequate protection, such as Japan, Canada, Switzerland, the UK and the EU-US Data Privacy Framework.Reference:GDPR Article 45,Data protection adequacy for non-EU countries,Adequacy decisions | European Data Protection Board

Under Article 58 of the GDPR, which of the following describes a power of supervisory authorities in European Union (EU) member states?

A.

The ability to enact new laws by executive order.

A.

The ability to enact new laws by executive order.

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B.

The right to access data for investigative purposes.

B.

The right to access data for investigative purposes.

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C.

The discretion to carry out goals of elected officials within the member state.

C.

The discretion to carry out goals of elected officials within the member state.

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D.

The authority to select penalties when a controller is found guilty in a court of law.

D.

The authority to select penalties when a controller is found guilty in a court of law.

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Suggested answer: B

Explanation:

Article 58 of the GDPR lists the powers of supervisory authorities in EU member states. Among these powers are the investigative powers, which include the right to access data and information from controllers and processors, as well as to access their premises and equipment. This power enables the supervisory authorities to perform their tasks of monitoring and enforcing the GDPR. The other options are not powers of supervisory authorities under Article 58 of the GDPR.Reference:Art. 58 GDPR -- Powers,Article 58 Powers - GDPR,Article 58 GDPR - GDPRhub

SCENARIO

Please use the following to answer the next question:

Javier is a member of the fitness club EVERFIT. This company has branches in many EU member states, but for the purposes of the GDPR maintains its primary establishment in France. Javier lives in Newry, Northern Ireland (part of the U.K.), and commutes across the border to work in Dundalk, Ireland. Two years ago while on a business trip, Javier was photographed while working out at a branch of EVERFIT in Frankfurt, Germany. At the time, Javier gave his consent to being included in the photograph, since he was told that it would be used for promotional purposes only. Since then, the photograph has been used in the club's U.K. brochures, and it features in the landing page of its U.K. website. However, the fitness club has recently fallen into disrepute due to widespread mistreatment of members at various branches of the club in several EU member states. As a result, Javier no longer feels comfortable with his photograph being publicly associated with the fitness club.

After numerous failed attempts to book an appointment with the manager of the local branch to discuss this matter, Javier sends a letter to EVETFIT requesting that his image be removed from the website and all promotional materials. Months pass and Javier, having received no acknowledgment of his request, becomes very anxious about this matter. After repeatedly failing to contact EVETFIT through alternate channels, he decides to take action against the company.

Javier contacts the U.K. Information Commissioner's Office ('ICO' -- the U.K.'s supervisory authority) to lodge a complaint about this matter. The ICO, pursuant to Article 56 (3) of the GDPR, informs the CNIL (i.e. the supervisory authority of EVERFIT's main establishment) about this matter. Despite the fact that EVERFIT has an establishment in the U.K., the CNIL decides to handle the case in accordance with Article 60 of the GDPR. The CNIL liaises with the ICO, as relevant under the cooperation procedure. In light of issues amongst the supervisory authorities to reach a decision, the European Data Protection Board becomes involved and, pursuant to the consistency mechanism, issues a binding decision.

Additionally, Javier sues EVERFIT for the damages caused as a result of its failure to honor his request to have his photograph removed from the brochure and website.

Under the cooperation mechanism, what should the lead authority (the CNIL) do after it has formed its view on the matter?

A.

Submit a draft decision to other supervisory authorities for their opinion.

A.

Submit a draft decision to other supervisory authorities for their opinion.

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B.

Request that the other supervisory authorities provide the lead authority with a draft decision for its consideration.

B.

Request that the other supervisory authorities provide the lead authority with a draft decision for its consideration.

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C.

Submit a draft decision directly to the Commission to ensure the effectiveness of the consistency mechanism.

C.

Submit a draft decision directly to the Commission to ensure the effectiveness of the consistency mechanism.

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D.

Request that members of the seconding supervisory authority and the host supervisory authority co-draft a decision.

D.

Request that members of the seconding supervisory authority and the host supervisory authority co-draft a decision.

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Suggested answer: A

Explanation:

:According to Article 60 of the GDPR, the lead authority (the CNIL in this case) shall cooperate with the other concerned supervisory authorities (the ICO and any other authority where EVERFIT has an establishment or where data subjects are affected) to reach a consensus on the case. The lead authority shall submit a draft decision to the other authorities for their opinion and take due account of their views. If the other authorities agree with the draft decision, the lead authority shall adopt and notify it to the controller (EVERFIT) and the complainant (Javier). If the other authorities object to the draft decision, they shall express their objections within a specified period and try to reach a consensus with the lead authority. If no consensus is reached, the matter shall be referred to the EDPB for a binding decision under the consistency mechanism (Article 65 of the GDPR).Reference:GDPR Cooperation and Enforcement,First overview on the implementation of the GDPR and the roles and means of the national supervisory authorities,Data protection: Commission adopts new rules to ensure stronger cooperation and enforcement,Article 65 FAQ

SCENARIO

Please use the following to answer the next question:

Javier is a member of the fitness club EVERFIT. This company has branches in many EU member states, but for the purposes of the GDPR maintains its primary establishment in France. Javier lives in Newry, Northern Ireland (part of the U.K.), and commutes across the border to work in Dundalk, Ireland. Two years ago while on a business trip, Javier was photographed while working out at a branch of EVERFIT in Frankfurt, Germany. At the time, Javier gave his consent to being included in the photograph, since he was told that it would be used for promotional purposes only. Since then, the photograph has been used in the club's U.K. brochures, and it features in the landing page of its U.K. website. However, the fitness club has recently fallen into disrepute due to widespread mistreatment of members at various branches of the club in several EU member states. As a result, Javier no longer feels comfortable with his photograph being publicly associated with the fitness club.

After numerous failed attempts to book an appointment with the manager of the local branch to discuss this matter, Javier sends a letter to EVETFIT requesting that his image be removed from the website and all promotional materials. Months pass and Javier, having received no acknowledgment of his request, becomes very anxious about this matter. After repeatedly failing to contact EVETFIT through alternate channels, he decides to take action against the company.

Javier contacts the U.K. Information Commissioner's Office ('ICO' -- the U.K.'s supervisory authority) to lodge a complaint about this matter. The ICO, pursuant to Article 56 (3) of the GDPR, informs the CNIL (i.e. the supervisory authority of EVERFIT's main establishment) about this matter. Despite the fact that EVERFIT has an establishment in the U.K., the CNIL decides to handle the case in accordance with Article 60 of the GDPR. The CNIL liaises with the ICO, as relevant under the cooperation procedure. In light of issues amongst the supervisory authorities to reach a decision, the European Data Protection Board becomes involved and, pursuant to the consistency mechanism, issues a binding decision.

Additionally, Javier sues EVERFIT for the damages caused as a result of its failure to honor his request to have his photograph removed from the brochure and website.

Assuming that multiple EVETFIT branches across several EU countries are acting as separate data controllers, and that each of those branches were responsible for mishandling Javier's request, how may Javier proceed in order to seek compensation?

A.

He will have to sue the EVETFIT's head office in France, where EVETFIT has its main establishment.

A.

He will have to sue the EVETFIT's head office in France, where EVETFIT has its main establishment.

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B.

He will be able to sue any one of the relevant EVETFIT branches, as each one may be held liable for the entire damage.

B.

He will be able to sue any one of the relevant EVETFIT branches, as each one may be held liable for the entire damage.

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C.

He will have to sue each EVETFIT branch so that each branch provides proportionate compensation commensurate with its contribution to the damage or distress suffered by Javier.

C.

He will have to sue each EVETFIT branch so that each branch provides proportionate compensation commensurate with its contribution to the damage or distress suffered by Javier.

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D.

He will be able to apply to the European Data Protection Board in order to determine which particular EVETFIT branch is liable for damages, based on the decision that was made by the board.

D.

He will be able to apply to the European Data Protection Board in order to determine which particular EVETFIT branch is liable for damages, based on the decision that was made by the board.

Answers
Suggested answer: B

Explanation:

According to Article 82 of the GDPR1, any person who has suffered material or non-material damage as a result of an infringement of the GDPR shall have the right to receive compensation from the controller or processor for the damage suffered. Any controller involved in processing shall be liable for the damage caused by processing which infringes the GDPR. Where more than one controller or processor, or both a controller and a processor, are involved in the same processing and where they are responsible for any damage caused by processing, each controller or processor shall be held liable for the entire damage in order to ensure effective compensation of the data subject. Therefore, Javier can sue any one of the EVETFIT branches that were involved in processing his personal data without his consent and in violation of his rights, and he can claim full compensation from that branch.The branch that pays the compensation can then claim back from the other branches involved in the same processing that part of the compensation corresponding to their part of responsibility for the damage.Reference:1Art. 82 GDPR -- Right to compensation and liability - General Data Protection Regulation (GDPR)

The GDPR specifies fines that may be levied against data controllers for certain infringements. Which of the following infringements would be subject to the less severe administrative fine of up to 10 million euros (or in the case of an undertaking, up to 2% of the total worldwide annual turnover of the preceding financial year)?

A.

Failure to demonstrate that consent was given by the data subject to the processing of their personal data where it is used as the basis for processing.

A.

Failure to demonstrate that consent was given by the data subject to the processing of their personal data where it is used as the basis for processing.

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B.

Failure to implement technical and organizational measures to ensure data protection is enshrined by design and default.

B.

Failure to implement technical and organizational measures to ensure data protection is enshrined by design and default.

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C.

Failure to process personal information in a manner compatible with its original purpose.

C.

Failure to process personal information in a manner compatible with its original purpose.

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D.

Failure to provide the means for a data subject to rectify inaccuracies in personal data.

D.

Failure to provide the means for a data subject to rectify inaccuracies in personal data.

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Suggested answer: B

Explanation:

According to Article 83 of the GDPR, the less severe administrative fines of up to 10 million euros or 2% of the annual worldwide turnover apply to infringements of the articles governing controllers and processors, certification bodies, and monitoring bodies. These include Articles 8, 11, 25-39, 42, and 43. Among the answer choices, only option B falls under this category, as Article 25 requires controllers to implement data protection by design and by default. Option A is related to Article 7, which governs the conditions for consent. Option C is related to Article 5, which sets out the principles for processing personal data. Option D is related to Article 16, which grants the right to rectification to data subjects. These articles are subject to the more severe administrative fines of up to 20 million euros or 4% of the annual worldwide turnover.Reference:

GDPR Article 83

GDPR Article 25

GDPR Article 7

GDPR Article 5

GDPR Article 16

What is the MAIN reason GDPR Article 4(22) establishes the concept of the "concerned supervisory authority''?

A.

To encourage the consistency of local data processing activity.

A.

To encourage the consistency of local data processing activity.

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B.

To give corporations a choice about who their supervisory authority will be.

B.

To give corporations a choice about who their supervisory authority will be.

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C.

To ensure the GDPR covers controllers that do not have an establishment in the EU but have a representative in a member state.

C.

To ensure the GDPR covers controllers that do not have an establishment in the EU but have a representative in a member state.

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D.

To ensure that the interests of individuals residing outside the lead authority's jurisdiction are represented.

D.

To ensure that the interests of individuals residing outside the lead authority's jurisdiction are represented.

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Suggested answer: D

Explanation:

According to GDPR Article 4(22), a supervisory authority is concerned by the processing of personal data if the data subjects residing in its member state are substantially affected or likely to be substantially affected by the processing, or if a complaint has been lodged with it. This concept is mainly introduced to ensure that the rights and interests of data subjects are protected by the supervisory authorities that are closest to them, regardless of where the controller or processor is established or where the lead supervisory authority is located. The concerned supervisory authorities have the right to participate in the one-stop-shop and consistency mechanisms, and to express their views and objections on the draft decisions of the lead supervisory authority. They also have the duty to cooperate and assist each other in the performance of their tasks.Reference:GDPR Article 4(22),GDPR Article 60,GDPR Article 63,The role of the 'supervisory authority concerned' (Chapter 3.1 ...

Which area of privacy is a lead supervisory authority's (LSA) MAIN concern?

A.

Data subject rights

A.

Data subject rights

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B.

Data access disputes

B.

Data access disputes

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C.

Cross-border processing

C.

Cross-border processing

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D.

Special categories of data

D.

Special categories of data

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Suggested answer: C

Explanation:

A lead supervisory authority (LSA) is the main point of contact for organisations that process personal data across multiple EU member states.The LSA is responsible for coordinating cross-border investigations, issuing binding decisions, and enforcing GDPR compliance1.Cross-border processing is the main concern of the LSA, as it involves data processing activities that affect data subjects in more than one member state, or that take place in more than one member state2. The other options are not the main concern of the LSA, as they are either covered by the national supervisory authorities of each member state, or are not specific to cross-border processing.Reference:Is it possible to choose your lead supervisory authority under the GDPR?,Art. 56 GDPR -- Competence of the lead supervisory authority,Navigating GDPR Compliance with a Lead Supervisory Authority,Guidelines 8/2022 on identifying a controller or processor's lead supervisory authority

If a multi-national company wanted to conduct background checks on all current and potential employees, including those based in Europe, what key provision would the company have to follow?

A.

Background checks on employees could be performed only under prior notice to all employees.

A.

Background checks on employees could be performed only under prior notice to all employees.

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B.

Background checks are only authorized with prior notice and express consent from all employees including those based in Europe.

B.

Background checks are only authorized with prior notice and express consent from all employees including those based in Europe.

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C.

Background checks on European employees will stem from data protection and employment law, which can vary between member states.

C.

Background checks on European employees will stem from data protection and employment law, which can vary between member states.

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D.

Background checks may not be allowed on European employees, but the company can create lists based on its legitimate interests, identifying individuals who are ineligible for employment.

D.

Background checks may not be allowed on European employees, but the company can create lists based on its legitimate interests, identifying individuals who are ineligible for employment.

Answers
Suggested answer: C

Explanation:

The GDPR does not explicitly regulate background checks, but it does apply to the processing of personal data that may be obtained or used during such checks. Therefore, the company must comply with the GDPR principles, such as lawfulness, fairness, transparency, data minimization, purpose limitation, accuracy, storage limitation, integrity and confidentiality, and accountability. The company must also identify a lawful basis for processing personal data, such as legal obligation, legitimate interest, or consent, and respect the data subject rights, such as the right to information, access, rectification, erasure, restriction, objection, and portability. Moreover, the company must be aware of the specific rules and restrictions regarding the processing of special categories of data (such as biometric, health, or political data) and data relating to criminal convictions and offences, which are subject to Article 10 of the GDPR and the laws of each member state. The company must also consider the national employment laws and the guidelines of the relevant supervisory authorities, which may impose additional conditions or limitations on the scope, methods, and purposes of background checks. For example, some member states may require prior authorization, notification, or consultation with the supervisory authority, the data subject, or the works council before conducting background checks. Some member states may also prohibit or restrict certain types of background checks, such as social media screening, credit checks, or criminal record checks, unless they are necessary, proportionate, and relevant for the specific job position or sector. Therefore, the company must conduct a thorough assessment of the legal framework and the risks and benefits of background checks in each member state where it operates or recruits employees, and ensure that it has a clear and consistent policy and procedure for conducting background checks in a GDPR-compliant manner.Reference:How to 'background check' under the GDPR,How to perform GDPR compliant background checks,GDPR and the processing of criminal conviction data across Europe,Pre-employment vetting: Data protection and criminal records,How GDPR Affects Background Checking

Why is advisable to avoid consent as a legal basis for an employer to process employee data?

A.

Employee data can only be processed if there is an approval from the data protection officer.

A.

Employee data can only be processed if there is an approval from the data protection officer.

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B.

Consent may not be valid if the employee feels compelled to provide it.

B.

Consent may not be valid if the employee feels compelled to provide it.

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C.

An employer might have difficulty obtaining consent from every employee.

C.

An employer might have difficulty obtaining consent from every employee.

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D.

Data protection laws do not apply to processing of employee data.

D.

Data protection laws do not apply to processing of employee data.

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Suggested answer: B

Explanation:

According to the GDPR, consent must be freely given, specific, informed and unambiguous1. However, in the context of employment, there is often an imbalance of power between the employer and the employee, which may affect the validity of consent. The employee may feel pressured or coerced to give consent, or may not be able to withdraw it without negative consequences.Therefore, consent is not a reliable or appropriate legal basis for processing employee data in most cases23.The employer should consider other lawful bases, such as contractual necessity, legal obligation, legitimate interests or specific conditions for special category data45.Reference:1Art.4 (11) GDPR -- Definitions - General Data Protection Regulation (GDPR)2Can my employer require me to give my consent to use my personal data?| European Commission.3When is consent appropriate?| ICO.4Art.6 (1) GDPR -- Lawfulness of processing - General Data Protection Regulation (GDPR)5Art. 9 (2) GDPR -- Processing of special categories of personal data - General Data Protection Regulation (GDPR).

What is true if an employee makes an access request to his employer for any personal data held about him?

A.

The employer can automatically decline the request if it contains personal data about a third person.

A.

The employer can automatically decline the request if it contains personal data about a third person.

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B.

The employer can decline the request if the information is only held electronically.

B.

The employer can decline the request if the information is only held electronically.

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C.

The employer must supply all the information held about the employee.

C.

The employer must supply all the information held about the employee.

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D.

The employer must supply any information held about an employee unless an exemption applies.

D.

The employer must supply any information held about an employee unless an exemption applies.

Answers
Suggested answer: D

Explanation:

:According to the UK GDPR, employees have the right to access and receive a copy of their personal data, and other supplementary information, from their employer. This is known as a data subject access request (DSAR). Employers must respond to a DSAR without delay and within one month of receipt of the request, unless the request is complex or excessive. Employers should perform a reasonable search for the requested information and provide it in an accessible, concise and intelligible format. Employers can only refuse to provide the information if an exemption or restriction applies, or if the request is manifestly unfounded or excessive. Some of the exemptions that may apply in the employment context are: legal privilege, management forecasting, confidential references, negotiations, regulatory functions, and criminal convictions and offences. Employers should disclose the information securely and inform the employee of their rights and the source of the data.Reference:

Right of access | ICO

Subject access request Q and As for employers | ICO

Data Subject Access Request (Employers' Guide) | DavidsonMorris

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